Compliance Lead- PMS and AIF

Michael Page

Mumbai, India

10-12 Years

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Posted 6 hours ago
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Job Description

Opportunity to work with a leading financial institution
Opportunity to work directly with the senior management

Job Description

Lead compliance framework for PMS and AIF businesses in line with SEBI regulations, circulars, and guidelines.
Act as key point of contact with regulators, trustees, custodians, auditors, and internal stakeholders.
Ensure timely filings, disclosures, reporting, and regulatory submissions.
Advise senior management and investment teams on regulatory implications of new products, structures, and strategies.
Monitor regulatory changes and drive implementation across PMS and AIF operations.
Oversee internal controls, compliance testing, audits, and remediation plans.
Manage AML/KYC compliance, code of conduct, conflict of interest, and governance policies.
Support regulatory inspections and examinations, ensuring effective closure of observations.

The Successful Applicant

10+ years of compliance experience in PMS and/or AIF, preferably within wealth or asset management.
Strong working knowledge of SEBI PMS & AIF Regulations.
Professional qualification in law, CA, CS, or equivalent.
Proven ability to work independently, manage stakeholders, and communicate with regulators.
High integrity, attention to detail, and strong risk awareness.

What's on Offer

Opportunity to work directly with senior management

More Info

Job Type:

Permanent Job

Function:

Finance

Employment Type:

Full time

About Company

Michael PageJob Source: www.michaelpage.co.in

Michael Page has five decades of expertise in professional services recruitment. We were established in London in 1976, and over this period we've grown organically to become one of the best-known and most respected consultancies, with an office network spanning six continents.
While size has its advantages, it doesn't define us - the nature of our organic growth means that each new office is integrated into the region that it serves. It also means that as an employer looking to hire, or as a candidate aiming to grow your career you have the best of both worlds; a team that understands the market and geography you operate in, plus the resources and expertise of an international network at your disposal.

Job ID: 146540195

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