Senior Associate Level 1

Key Duties and Responsibilities:

• Perform AML quality reviews for all entity types: corporates, foundations/charities, institutional investors, designated bodies, etc.
• Identify and document review outcomes and propose remedial actions as required
• Provide feedback and coaching to associates on AML review findings
• Interpret and apply AML guidance for jurisdictions such as Cayman, Delaware, Australia, Ireland, Bermuda, etc.
• Utilize screening tools such as World Check, Pythagoras, LexisNexis, etc.
• Review and validate FATCA/CRS-related tax documents (W-9, W-8BEN, W-8IMY, withholding statements)
• Maintain detailed AML records and ensure periodic remediation based on investor risk rating
• Independently create and submit required reports within deadlines
• Collaborate effectively in team-based or independent environments as needed
• Previous experience in Transfer Agency functions will be an added advantage

Qualification and Experience:

• Bachelor's degree in Commerce preferred
• 110 years of relevant experience
• Prior Transfer Agency processing experience required
• Flexible to work in shifts per business needs