Senior Associate Level 1

Key Duties and Responsibilities:

• Perform quality reviews for all investor entity types, including Corporates, Foundations/Charities, Institutional Investors, and Designated Bodies, ensuring compliance with AML policies and procedures.
• Identify and document the results of quality reviews, including proposing remedial actions where necessary.
• Provide feedback and coaching to associates to improve performance and compliance understanding.
• Be well-versed in AML regulations for multiple jurisdictions (e.g., Cayman, Delaware, Australia, Ireland, Bermuda).
• Use screening tools such as World Check, Pythagoras, and LexisNexis to perform AML and KYC checks.
• Review and interpret FATCA/CRS documentation and US tax forms including W9, W8-BEN, W8-IMY, and Withholding Statements.
• Maintain clear and accurate records, ensuring proper documentation and performing remediation activities based on investor risk ratings.
• Create and deliver reports within required timelines, without reminders.
• Work independently and as part of a team, showing adaptability based on situational demands.
• Demonstrate positive attitude, professionalism, and team spirit.
• Prior experience in Transfer Agency operations is highly advantageous.