Responsible for performing Client onboarding / Client Review functions
Evaluating and Approving new customer account documentations and supporting information in order to determine whether they satisfy the client on boarding identification requirements as per Nomura policies and procedures
Conduct the background screening on the Client name other officials names using tools such as World Check / DJX / Factiva.
Interact with the front office/client integration to ensure that proper account documentation is obtained from the customer prior to approving client on boarding
Interface with and provide support to Client on
boarding, FCT and Compliance teams
Reviews and Approvals of Static Data Amendments for existing customer accounts
Conduct reviews of existing clients for status, data veracity and amendments, status, country of incorporation and assign appropriate risk classification
Mandatory Skill Set :
Strong understanding of AML and Client
Onboarding regulations for India/AEJ
Attention to detail and commitment to quality. Strong writing and verbal communication skills.
Strong time management skills and ability to multitask. Outstanding analytical and problem solving skills.
Desired Skill Set :
Strong desire to learn each task and ensure completion in a timely manner
Bachelor s degree and expertise in CDD/AML
Ability to think strategically, along with the business and compliance. Ability to work independently and perform complex AML surveillance reviews and investigations analysis. Experience in working with virtual teams is a plus
