Manager

Inviting applications for the role of Manager - Financial Crime Anti Money Laundering!

In this role, the shortlisted candidate will be responsible for conducting AML and KYC checks for a global investment bank which includes but is not limited to conducting an assessment of all alerts, investigations, reviews as per policy

Responsibilities

• Conduct review on alerts generated for transaction monitoring or screening alerts in Sanctions, Adverse Media and Politically Exposed Persons.

• Conduct open-source search to find relevant information to complete the investigation and review of transactions monitoring alerts

• Capture information and documents from internal system / teams as per established norms of bank%27s KYC policy

• Investigate potential trading issues flagged by the business units, such as the Global Markets Division and Investment Banking

• Liaise with the Compliance Surveillance Analytics Group and Compliance Information Technology in the development, review, and testing of new/existing automated surveillance models and output

• Build a gap assessment letter to summarize all missing checks but are risk relevant

• Conduct false positive analysis on matches identified for counterparties alerted during watch list, sanctions and adverse media screening

• Mitigate or call out true hits for AML adverse concerns and collaborate closely for further action

• Close Interaction with Customer/business as an SME in the area of AML / Compliance

• Adherence to the critical metrics and business SLA's is mandatory

• Responsible for preparing and reporting out their own SLA's.

Qualifications we seek in you!

Minimum Qualifications

• Undergraduate (and CAMS preferred)

• Excellent communication and analytical skills

• MS Office applications like Excel, Word, PowerPoint, Outlook, etc.

Preferred Qualifications/ Skills

• Relevant experience processing transaction monitoring/ KYC/screening/fraud workflows within FCRM preferred.

• Experience filling and filing Suspicious Activity Reports SARs

• Proficiency and/or fluency in a secondary language Spanish, Italian, German, Chinese, Russian, French, Arabic, etc.

• Experience with retail/business/correspondent banking/brokerage or institutional transaction monitoring / KYC / screening for all types of client entities, like but not limited to individual, sole proprietor, partnership, trusts, private and public limited companies, and collective investment schemes.

• End to end understanding of Transaction Monitoring / KYC / Screening/fraud operations from documentary and non-documentary verification and as per relevant policy, nature of business, source of wealth/funds and customer screening against a watchlist of sanctions, PEP, and adverse media

• Ability to independently research, analyze, and recommend solutions to close open items and discrepancies with the client

• Outstanding analytical and investigative skills combined with the ability to navigate through ambiguity in a fast-paced, multifaceted environment

• Excellent understanding of transaction monitoring / KYC / screening/fraud terminology

• Should have experienced in using various risk case management systems such as Actimize

• Experience processing financial crimes risk management typologies as related to brokerage and virtual currency exchanges

• Relevant experience in MS Office applications like Excel, Word, PowerPoint, Outlook, etc.