Compliance Manager
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Our client, afast-growing, well-funded Fintech is hiring a qualified Company Secretary in Mumbai who is working on mutual fund compliances.
The role requires 5-10 years of experience and is a ground-floor opportunity to build and lead the compliance function, with a key focus on Mutual Fund Distribution (MFD) compliance, including AMFI/ARN, SEBI requirements, regulatory filings, audits, policies and suitability/mis-selling safeguards, along with supporting RBI-related compliance for the company's payments business.
Qualified CS from ICSI is mandatory, with direct hands-on MFD compliance experience being a core requirement. Experience with a wealth management firm, mutual fund platform, wealth-tech, bank/NBFC or fintech is preferred.
To learn more, please write to [Confidential Information]
Job ID: 153919589
Skills:
regulatory guidelines , Quality assurance, Risk Assessment, Compliance Audits
Skills:
Financial Statements, Audit Reports, Ind As, Statutory Audits, Depreciation, Tax Laws, Tax Audits, Documentation, Gaap, Fixed Assets Register
Skills:
ACL, Ms Office, audit tools, Data Analysis, Information security audits
Skills:
regulatory interactions , Aml, audit handling, AMFI guidelines, SEBI Mutual Funds Regulations, PMLA
Skills:
Regulatory, Regulatory Inspections Audits, Testing Framework, Risk Assessment, Business Policies Processes
