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Assistant Manager - Compliance

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  • Posted 14 days ago
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Job Description

Role description

A Position Overview

Position Title

Assistant Manager - Compliance

Department

Compliance

Level/Band

301

Role Summary: Responsible for ensuring that company's processes etc. meet the regulatory. Review of controls to comply with various regulatory requirements.

B Organizational Relationships

Reports To

AVP - Compliance

Supervises

Compliance Review & Testing

C Job Dimensions

Geographic Area Covered

Pan India

Stakeholders Internal

All functions as applicable as per the reviews assigned

D Key Result Areas

Regulatory Compliance & Review / Testing

Assist in/Work on:

. Standalone reviews of various areas across the critical functions of the organization as per Annual Compliance Review plan

. Regulatory Compliances: Verification of compliances in place for the new regulations implemented

. Analysis of IRDAI orders on peer insurers and testing of compliance levels of the company thereof

. Investment Compliance verification

. Any other time bound assignments related to regulatory compliance monitoring.

E Skills Required

Technical

Good Knowledge of MS Office

Behavioral

Essential

Desired

Interpersonal skills

.

Communication skills

.

Creative thinking skills

.

Supervising/Leadership skills

.

Teamwork Skills

.

Influencing skills

.

Relationship Building skills

.

Decision making skills

.

F Incumbent Characteristics

Essential

Desired

Qualification

CA/ CA Finals

CS, MBA, LLB

Experience

3+ years

Experience in Internal audit, Compliance reviews and testing

Should be from Life Insurance

Knowledge and experience in Information security audits , Data analysis , Using ACL /other audit tools etc.

More Info

Job Type:
Industry:
Function:
Employment Type:

About Company

ata AIA Life Insurance Company Limited (Tata AIA Life Insurance) is a joint venture company, formed by Tata Sons Pvt. Ltd. and AIA Group Ltd. (AIA). Tata AIA Life Insurance combines Tata&#8217&#x3B;s preeminent leadership position in India and AIA&#8217&#x3B;s presence as the largest, independent listed pan-Asian life insurance group in the world spanning 18 markets in the Asia Pacific region. Tata AIA Life Insurance is also one of the leading insurers in the Indian private sector.

Job ID: 152067701

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