About the Company
We are hiring passionate and result-oriented professionals for the role of Capital Market – DDP Custody Banking at Kotak Mahindra Bank, Goregaon Location.
About the Role
Preparation of documentation for Foreign Portfolio Investors (FPI) clients. Explaining & Educating prospective FPI clients about various regulatory requirements.
Responsibilities
- Processing of modification requests of existing FPI.
- Reviewing client structures and activities to ensure regulatory compliance from all aspects.
- Direct Interaction with clients and business teams for query resolution on documentation.
- Interaction with internal operations team for any regulatory aspect.
- Handling audit & regulatory queries end to end.
Qualifications
- Post Graduate in Commerce/Banking or MBA in Finance or General Management or Chartered Accountant.
Required Skills
- Knowledge of SEBI / RBI KYC guidelines, SEBI (FPI) Regulations & Operational Guidelines and Custody Business.
- Proficiency in documentation review.
- Good Communication & Presentation Skills.
- Good relationship with regulatory officials from SEBI / NSDL handling the FPI / custody related activities.
