Strategy

Support in developing risk conduct across Markets, focus on bringing functional teams up to industry standards to ensure team meets policy

Business

Oversight and ownership from a risk perspective of all open risks related to Markets and specifically Business & Client Solutions, this should include all jurisdictions where reporting is required. There should be an emphasis on knowledge in a key markets EMIR/MiFID/DF etc

Risk Management

Work closely with the Business & Client Solutions team to ensure their risk framework efficiently matches the current risks
Work with operation teams, group risk and compliance if there are any incidents that need to be reported to a regulator – making sure that key stakeholders are kept informed of developments
Audit face off & task ownership e.g. responding to requests during fieldwork
Prepare for audits by ensuring any concerns are fully documented and where possible resolved prior to audit
Work with audit and be a focal point for them where needed
Performing risk assessments for ad-hoc events such as external event read-across
Primary Risk / Event Incident Response Mgmt. (flash, escalation).
All risk incidents are shared across all stakeholders as per policy
Ensure all risks are correctly logged in a timely manner into the bank's risk monitoring system
M7 administration (Risk event logging)
RCSA Completion - Refreshes and annual submissions
Evaluation and escalation of risk profiles to relevant committees / forums
Control Oversight for GPOs
Oversight of service management e.g. IGAs, BCP planning, TPCP, TPRM
Implementation of policies and procedures into BAU (Markets specific and firm-wide)

Regulatory & Business Conduct

Display exemplary conduct and live by the Group's Values and Code of Conduct.
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

Key stakeholders

Skills and Experience

Qualifications

Compliance Advisory- Financial Market

B&C Solutions South Asia BRM