Location Name: Pune Corporate Office - Mantri
Job Purpose
- Ensure alignment with AML/CFT regulations including PMLA, CFT requirements, sanctions screening, KYC/CDD/EDD standards, and reporting. Translate regulatory guidelines into actionable workflows and ensure strong controls.
- Conduct audit and testing of critical AML risk rating models, design and deploy QA/QC controls for ensuring efficacy of transaction monitoring rules
- Auditing AML rules/scenarios, validating transaction monitoring logic, and conducting data-driven audits across large and complex datasets to ensure regulatory compliance and operational effectiveness.
Duties And Responsibilities
- Perform end-to-end audit of transaction monitoring rules across systems
- Evaluate rule performance across customer segments, risk categories, and product types.
- Execute audits using large, complex, multi-source datasets
- Identify data quality breakdowns, missing attributes, or inconsistent processing across systems.
- Validate and assess accuracy of data feeds into AML monitoring.
- Audit Documentation, SOP and Reporting
- Support in developing and implementing an effective compliance program related to KYC / AML to meet the regulatory expectations of the authorities, e.g. RBI, on a regular basis
- Ensure AML rules and controls align with FATF guidance, FIU-IND, RBI
- Work closely with IT, Compliance, Data Engineering, and Model Governance teams
- Support closure of audit findings and track progress of remediation actions.
Required Qualifications And Experience
- Bachelor's or Master's in Engineering / Computer Science / Finance
- 47 years in Audit, Analytics, transaction monitoring, or data assurance.
- Experience working with large datasets using SQL and Python.
- Strong knowledge of data warehouse structures
- Experience in dashboards: Power BI / Tableau.
- Ability to interpret Regulatory requirements
- Applicant should possess advance MS Excel, MS Power-point knowledge
- Awareness of regulatory expectations for testing, model governance, and audit standards
- Ability to work independently and accomplish the task assigned
- Collaborative work style to engage with peers & colleagues in other functions across the company
- High motivational levels and a self-starter.
- Should possess the below skill sets: - Strong Analytical skills, Good written and verbal communication, Good Interpersonal Skills, Influencing skills
