senior manager in compliance

• Interpret and implement new regulatory requirements.
• Develop and maintain compliance policies, procedures, and frameworks.
• Conduct regulatory impact assessments.
• Identify, assess, and mitigate compliance risks.
• Oversee compliance risk assessments and monitoring programs.
• Develop corrective action plans for identified gaps.
• Report compliance risks to senior leadership and board committees.
• Coordinate with Internal Audit and Risk teams.

Serve as primary liaison with regulatory bodies.

Manage regulatory inspections, audits, and inquiries.

Ensure timely and accurate regulatory reporting.

• Oversee AML/KYC programs in line with regulatory requirements.
• Ensure compliance with laws such as the Bank Secrecy Act and Prevention of Money Laundering Act (where applicable).
• Monitor suspicious transaction reporting and sanctions screening programs.
• Provide compliance advisory support to business units.
• Develop and deliver compliance training programs.
• Promote a culture of compliance and ethical conduct.
• Lead and mentor the compliance team.
• Set performance objectives and conduct evaluations.
• Drive continuous improvement initiatives.