We are hiring for Line Compliance role at Senior Manager.
PFB the Job Description.
Responsibilities
- Responsible for timely delivery of all compliance activities as designed.
- Innovating and improving the existing process to flush the inherent risk for the function.
- Managing the Compliance team and drive strong Org culture to ensure completion of deliverables.
- Controlling all documentation procedures finalize and timely release as per policies.
- Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices.
- Ensuring completion of all client contract requirements and highlighting risks and gaps to leadership.
- Also driving reperformance and action plan governance to ensure adherence.
- Analyzing comparative data and preparing regional and global reports related to compliance risk assessments and monitoring of compliance related issues.
- Timely completion of all key reporting activities.
- Mentor and guide team on all aspects of Compliance/Audit/Risk and govern trainings to enhance skillset for the role.
- Reviewing materials to ensure compliance with various regulatory and legal requirements.
- Identifying and addressing potential risks.
- Investigating and assisting in responses to compliance risk issues.
- Investigating regulatory inquiries, preparing required documentation, making recommendations to senior management/clients on how to proceed, and preparing responses for the regulatory inquiries.
- Proactively identify issues and reports the same as Self-Identified Audit Issues (SIAI) to Corporate Audit.
- Highlight gaps and risks as identified during internal review and ensuring closure.
- Monitoring adherence to Compliance Risk Policies and relevant procedures.
- Preparing, editing and maintaining Compliance program related materials.
- Interacting and working with other areas within the organization, as necessary.
- Keeping abreast of internal policy changes in order to further identify new key risk areas.
- Has the ability to operate with a limited level of direct supervision.
- Can exercise independence of judgement and autonomy.
- Acts as SME to senior stakeholders/clients and /or other team members.
- Additional duties as assigned.
Education details- B.com/ Master of Commerce (MCom)
Must Have Skills- Risk & Compliance Finance & Accounting Compliance Analytical and problem-solving skills Presentation Skills Leadership and communication skills Team Management skills Risk Assessment
Interested candidates can share their CVs on mentioned email id.
