About This Role
Wells Fargo is seeking a Securities Operations Associate
In This Role, You Will
- Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
- Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low risk tasks and deliverables with narrower impact
- Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures
- Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals
- Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation
- Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation
- Resolve low complexity escalated issues within the scope of responsibility in Security Operations
- Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests
- Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work
- Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies
Required Qualifications
- 6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
Desired Qualifications
- Commerce Graduate with CA/CFA/ICW/M.com /MBA preferably in Finance vertical
- Experience in Securities Operations, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education
- Knowledge on Mutual Funds/Securities/Financial Markets/Investments Products/Portfolio management
- Desirable to have experience of interacting with US customers.
- Good problem-solving skills, Attention to detail and comprehension skills
Job Expectations
- Must be comfortable working in night shift. Shift timings between 7:30 PM IST to 4:30 AM IST
Reference Number
R-509276
