Regulatory Control Support Compliance Surveillance - Analyst, AS

• Conduct daily surveillance - primarily on trade data - to detect potential breaches such as insider trading, market manipulative actions.
• Perform research and investigations within defined service levels to identify the reason for potential violations.
• Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements.
• Work with members of the broader Surveillance team (mostly the German Surveillance team) to identify, analyze, investigate, and resolve issues.
• Work on ad-hoc Surveillance tasks as needed.

Your skills and experience

• Degree level preferably in finance or economics.
• Knowledge of Financial Markets and Financial Instruments and understanding of related risks (e.g., market abuse) as well as interest in financial news.
• At minimum two years of experience in Banking with exposure to Financial Instruments and / or Compliance.
• Fluent in spoken and written English. Being familiar with Mandarin or Cantonese is a plus.
• Strong attention to details, analytical skills and sound judgement.
• Team player with good communication skills with the ability to work independently.
• Proficiency in MS Office.