We are looking for a Principal Officer for our Asset Management Business at Gift City, Ahmedabad.
Qualification:
- CA / CS / CMA / CFA / FRM certification from respective institutes.
OR
- Post-graduate degree or post-graduate diploma in Finance, Law, Accountancy, Business Management, Commerce, Economics, Capital Market, Banking, Insurance, or Actuarial Science from a recognized Indian or foreign university, institution, or association.
Experience:
- 5+ years of relevant experience in Securities Market specialized into dealing experience, with strong understanding of trading platforms and risk controls.
- Familiarity with capital market operations, settlement systems, and compliance processes.
Roles and Responsibilities:
- Oversee daily dealing activities and ensure compliance with all regulatory requirements.
- Serve as the principal liaison with regulatory bodies such as SEBI, IFSCA, RBI, and others.
- Monitor trading activity and implement robust internal controls.
- Drive implementation of policies, risk management systems, and operational processes in line with best practices.
- Support basic research into market trends, financial products, and business developments.
- Collaborate with internal departments including compliance, risk, and operations.
- Stay abreast of regulatory changes and assess their implications for the business.
- Play an active role in strategic initiatives, product launches, and technology adoption.
