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Umanist NA

Platform Support Associate

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  • Posted 14 hours ago
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Job Description

Job Title

Platform Support Associate,29166

Location

Chennai (Work from Office 5 days)

Shift

UK / APAC / US Shifts (Rotational)

Experience

12 Years

Employment Type

Full Time

Salary Range

2,00,000 4,00,000 per annum

Interview Mode

Virtual Drive 17th January

(Two Technical Rounds)

Role Overview

We are looking for a motivated and detail-oriented Junior Analyst to join the Platform Control & Support (PCT) team. The role focuses on supporting pre-trade and post-trade compliance monitoring, maintaining investment mandate controls, and ensuring a strong control environment within strict timelines.

This position is ideal for candidates interested in investment operations, portfolio compliance, and risk control frameworks, with exposure to global stakeholders and investment teams.

Key Responsibilities

Mandate Control Implementation

  • Support onboarding, maintenance, and updates of investment mandate controls
  • Assist with guideline change activities, impact assessments, and documentation updates
  • Review control configurations for accuracy and compliance
  • Maintain audit-ready records and traceability of all control changes

Violation Monitoring & Escalation

  • Monitor investment violations and breaches using internal compliance tools
  • Log, escalate, and track issues within defined SLAs
  • Coordinate with senior analysts and investment teams for timely resolution
  • Contribute to strengthening monitoring workflows and risk controls

Broker & Trade Management Support

  • Maintain broker data and ready-to-trade lists
  • Support trading teams with broker setup and permission queries
  • Ensure accurate trade coding for compliance checks
  • Coordinate with operations and compliance teams on data integrity

Operational Excellence & Documentation

  • Execute tasks as per documented procedures and quality standards
  • Escalate issues proactively and follow through to closure
  • Assist in maintaining and updating SOPs and process documentation
  • Identify opportunities for efficiency, automation, and process improvement

Must-Have Skill Set

  • 12 years of experience in investment operations, compliance support, or control functions
  • Strong interest or foundational understanding of:
    • Investment operations
    • Mandate compliance
    • Control frameworks
  • Basic knowledge of financial instruments:
    • Equities
    • Fixed Income
    • Derivatives
  • Proficiency in Microsoft Office, especially Excel (formulas, lookups, pivot tables)
  • Excellent attention to detail and data accuracy
  • Strong organizational and time-management skills
  • Good verbal and written communication skills
  • Analytical mindset with problem-solving ability
  • Willingness to learn, take initiative, and work in a global team
Nice-to-Have Skill Set

  • Experience or internship in:
    • Asset management
    • Portfolio compliance
    • Investment operations control
  • Exposure to investment compliance platforms:
    • Aladdin
    • Charles River
    • Similar tools
  • Understanding of:
    • Trade lifecycle management
    • Pre-trade and post-trade monitoring
    • Investment restriction guidelines
  • Experience with data analysis or basic coding:
    • SQL
    • Python
    • VBA
  • Awareness of regulatory frameworks:
    • UCITS
    • MiFID
    • SFDR
Educational Qualification

  • Bachelor's degree in Finance, Business, Economics, or a related discipline

Mandatory Requirements

  • Notice Period: 015 days only
  • Job stability is mandatory
  • Chennai location (Work from Office)
  • Passport or acknowledgement of passport application
  • Convocation certificate or acknowledgement (to be submitted within 30 days)
  • Must be able to work in UK/APAC/US shifts

Interview & Joining Guidelines

  • JD must be reviewed at least one day before the interview
  • Laptop mandatory (mobile phones not permitted)
  • Stable Wi-Fi connection required
  • Dress Code: Business Formals or Business Casuals
  • Non-compliance with guidelines may impact the interview process

Skills: microsoft office suite,excel,aladdin,financial instruments knowledge,data analysis tools,financial instruments

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About Company

Job ID: 139488857