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Umanist NA

Platform Control Analyst

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  • Posted 2 days ago
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Job Description

Job Title

Platform Control Analyst,29167

Experience: 02 Years

Location: Chennai

Work Mode: 5 Days Work From Office

Shift: UK / APAC / US (Rotational)

Interview Mode: Virtual Drive 17th Jan

Notice Period: 015 Days (Mandatory)

Role Overview

We are seeking a detail-oriented Junior Analyst Platform Control & Support (PCVM) to support pre- and post-trade compliance activities. The role focuses on investment restriction compliance, mandate control implementation, and operational support within a fast-paced investment operations environment. This position is ideal for early-career professionals with strong analytical skills, attention to detail, and an interest in investment compliance and platform controls.

Key Responsibilities

  • Support investment restriction compliance and mandate control implementation, including onboarding and ongoing updates
  • Assist with mandate investment guideline onboarding, impact assessments, and change management activities
  • Support overnight violation monitoring, escalation, tracking, and resolution
  • Review team deliverables to ensure data accuracy and compliance
  • Collaborate with Investment Desks, Product Teams, and Client Stakeholders to resolve guideline and compliance queries
  • Assist with pre-trade violation overrides under supervision
  • Maintain and update broker and ready-to-trade coding on the Aladdin platform
  • Support Trading Desks with system queries and escalations
  • Ensure all tasks are completed as per defined procedures, SLAs, and internal controls
  • Maintain process documentation and procedure notes
  • Identify opportunities for process improvement and operational efficiency

Must-Have Skills & Qualifications

  • Experience or strong exposure to:
    • Investment Restriction Compliance
    • Mandate Control Implementation
    • Violation Monitoring and Escalation
  • Hands-on or working knowledge of:
    • Aladdin platform (or similar investment management platforms)
    • Broker and trade desk management
  • Technical & Functional Skills:
    • Proficiency in Microsoft Office Suite, especially Excel
    • Ability to collect, validate, and maintain accurate operational data
  • Core Competencies:
    • Strong attention to detail and accuracy
    • Ability to manage multiple priorities and meet deadlines
    • Analytical mindset with problem-solving skills
  • Education:
    • Bachelor's degree in Finance, Accounting, Business Administration, or a related field
Nice-to-Have Skills

  • Exposure to asset management operations or platform control support
  • Familiarity with UK / APAC / US investment regulations
  • Basic understanding of financial instruments and investment operations
  • Knowledge of coding or automation tools
  • Prior experience in investment compliance or control environments

Candidate Profile

  • Detail-oriented, organized, and quality-focused
  • Proactive and eager to learn in a dynamic environment
  • Collaborative team player with strong communication skills
  • Adaptable to change and comfortable working across global shifts

Mandatory Requirements

  • Willingness to work 5 days from office (Chennai)
  • Availability to work UK / APAC / US shifts
  • Valid Passport or acknowledgement of application
  • Convocation Certificate or acknowledgement (to be submitted within 30 days)
  • Job stability is mandatory
  • Must meet strict background verification (BGV) requirements

Interview Guidelines

  • Two rounds of technical interviews
  • Laptop with stable Wi-Fi connection is mandatory
  • Dress code: Business Formals / Business Casuals
  • JD must be reviewed thoroughly prior to interview

Skills: mandate control implementation,escalation processes,investment restriction compliance,microsoft office suite,violation monitoring,aladdin

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About Company

Job ID: 139206831