Business
- Daily running of EUC tools by uploading source files
- Circulation of MIS on all statistics to Business and Credit team to ensure team closes the alerts/triggers with respect to Credit / Regulatory monitoring
- Follow up for end-to-end closures for tasks assigned on a time-to-time basis
- Highlight any gap/risk areas identified in the day-to-day work to the line manager for resolution and action plan
- Support the line manager in credit monitoring activities by providing key statistics and updates for open items by liaising with Business / Credit team
- Actively participate in supporting the line manager in process change / implementation of projects
- Display exemplary conduct and live by the Group's Values and Code of Conduct. No breach
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank
Processes
- Support the line manager in credit monitoring activities by providing key statistics and timely updates for open items
People & Talent
- Act as a backup for the team in case of any team member absence
Risk Management
- Raise all identified risks suitably to the senior management for attention
Key Responsibilities – Governance
- Monitor all processes and policies to ensure governance is adhered to
Regulatory & Business Conduct
- Display exemplary conduct and live by the Group's Values and Code of Conduct
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct
- Effectively and collaboratively identify, escalate, mitigate, and resolve risk, conduct, and compliance matters
- Lead the team to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Financial Markets; Financial Crime Compliance; The Right Environment
- [Insert regulatory role content if required]
- Serve as a Director of the Board of [insert name of entities, if applicable]
- Exercise authorities delegated by the Board of Directors and act in accordance with Articles of Association
Key Stakeholders
- Product, Business, and Compliance