Manager:Audit & Process_AFL

Key Responsibilities

• Conduct process-level audits across wholesale and retail functions including credit and operations
• Review functional areas such as risk, compliance, treasury, HR, and accounts as part of audit scope
• Maintain comprehensive audit documentation and work papers in line with internal policies and regulatory guidelines
• Draft detailed audit reports with actionable recommendations to address identified gaps
• Engage with senior management to discuss audit findings and obtain agreement on corrective actions
• Monitor and follow up on open audit observations to ensure timely closure
• Assist in developing and executing Risk-Based Internal Audit (RBIA) plans
• Prepare Risk Control Matrices (RCM) and conduct walkthroughs with process owners
• Perform control testing and identify gaps in design and implementation of internal controls
• Identify financial reporting risks and recommend mitigation strategies
• Collaborate with business teams to improve SOPs and process workflows
• Conduct periodic testing of loan systems to identify system and process deficiencies
• Support continuous monitoring and improvement of internal control mechanisms