Develop and maintain KYC/AML policies per SEBI & FIU India guidelines.
Manage KYC procedures, including re-KYC, Customer Risk Classification, and documentation.
Oversee AML transaction monitoring, reporting, and Suspicious Transaction Reports (STRs) filing.
Handle surveillance reporting for broking and depository functions, including exchange queries.
Policy, Process & MIS Management
Set up screening parameters and update AML software modules.
Manage periodic MIS on alerts and ensure process documentation.
Disseminate regulatory circulars, assess impacts, and update stakeholders.
Investigations & Training
Conduct quality controls, suspicious activity investigations, and enhanced due diligence.
Assist in training staff on KYC and AML policies.
Stakeholder Engagement
Coordinate with exchanges, depositories, FIU India, and internal teams such as Compliance, Product, Finance, and Operations.
Requirements
Experience:
6–12 years in KYC/AML compliance, surveillance, or legal roles within a SEBI-registered broker, depository participant, bank, or financial services firm.
Educational Qualification:
Graduate in Law, Chartered Secretary, MBA (Finance), or equivalent postgraduate qualifications.
Technical Skills & Competencies:
Deep understanding of SEBI KYC/AML norms, broking laws, depository regulations, and exchange operations.
Strong analytical ability for transaction data and surveillance investigations.
Proficient in MS Office and AML/KYC software tools.
Excellent written and verbal communication, interpersonal skills, and stakeholder management.
Ability to multitask under tight deadlines in a fast-paced environment.
Why Join Paytm Money
Be part of a rapidly growing SEBI-registered broking platform.
Influence best-in-class KYC, AML, and surveillance practices.
Exposure to regulators and exchange-level reporting responsibilities.
Collaborate with diverse teams in a dynamic fintech ecosystem.
