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Job Description

Position Name - Legal Executive

Location -Mumbai

Experience Range - 5-7 Years

Mandatory Requirement:

  • 5-7 years of relevant experience, preferably in AMC / Financial Service
  • Independently drafted, reviewed, and vetted various legal agreements, notices, deeds, and financing/security documents.
  • Handled documents related to debt securities such as Debenture Trust Deeds, Indenture of Mortgage, Deed of Hypothecation, Share Pledge Agreements, and Inter-Creditor Agreements.
  • Worked on instruments including NCDs, Pass Through Certificates, Corporate/DSRA Guarantees, and NDAs
  • Assisted with standard market documentation such as ISMA, ISDA, and GMRA agreements.

Job Roles and Responsibilities:

  • Advising investment teams on debt securities, equity deals, pre-ipo deals and providing legal opinions on questions of law including stamp duty and registration.
  • To support the Legal Head in all legal matters including litigation.
  • Assisting the reporting manager handling the investment transactions entered by AMC which involves a comprehensive due-diligence of the documents in respect of the proposed investment, preparing due-diligence reports, evaluating the legal risks pertaining to the proposed transaction. Drafting, reviewing and negotiating on the term sheet and the shareholders and share subscription agreement.
  • Assisting the reporting manager handling the documentation for setting up Alternates Business (including at Gift City) and its channel for distribution.
  • Reviewing Service level agreements, leave and license agreement, software license agreement, data license agreement, deed of guarantee, indemnity agreement, transfer agency agreement and distribution agreement. Review of engagement letters for internal audit and software application development.
  • Assisting the team in preparing replies to be provided to legal notices pertaining to transmission cases and notices issued by the economic offence wing.
  • Providing support on litigation and arbitration matters , and handling audit.
  • Preparing and maintaining MIS and trackers of all activities.

Qualification and Experience:

  • LLB / LLM qualification

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Job ID: 143843407