Key Responsibilities:
Client Due Diligence (CDD/KYC)
- Assess client files and perform KYC/CDD documentation checks for individuals and corporate clients.
- Coordinate all CDD/KYC activities for the assigned client portfolio.
- Apply Simplified Due Diligence (SDD), Customer Due Diligence (CDD), and Enhanced Due Diligence (EDD) as required.
- Undertake customer risk assessments following enterprise methodology.
- Perform client and connected-party screenings.
Quality Control & Compliance
- Conduct Quality Control (QC) checks and 4-eye reviews of client files.
- Ensure adherence to AML, KYC, and financial sanctions regulations.
- Maintain accurate records of compliance activities and due diligence processes.
Communication & Collaboration
- Communicate CDD/KYC requirements clearly to internal teams and external clients.
- Create submissions and represent the team at Local Client Acceptance Committee meetings.
- Liaise closely with client servicing teams to ensure smooth workflow.
Process Improvement & Reporting
- Identify gaps in client due diligence processes and suggest improvements.
- Contribute to periodic remediation reviews and reporting.
