Summary
Position Summary
Regulatory, Risk & Forensic
Our Regulatory, Risk & Forensic team supports client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect, and transform organizations. Leverage advanced data, AI, and emerging technologies with deep domain and industry insights to help bring clarity from complexity and accelerate the path to value creation.
Position Summary
Level: Analyst / Consultant / Sr. Consultant
As an experienced Analyst / Consultant / Sr. Consultant at Deloitte Consulting Services, you will be responsible for individually delivering high quality work products within due timelines.
Work you'll do:
Our Regulatory, Risk & Forensic Operate professionals help organizations effectively navigate business risks and opportunitiesfrom strategic, reputation, and financial risks to operational and regulatory risksto gain competitive advantage. We apply our experience in ongoing business operations and corporate lifecycle events to help clients become stronger and more resilient. Our market-leading teams help clients embrace complexity to accelerate performance, disrupt through innovation, and lead in their industries.
We support clients by delivering Operate services spanning the Regulatory, Risk & Forensic portfolio. We embed continuous advantage through domain, industry, technology / Gen AI, and transformation skills to perform client business functions that manage risk and deliver value - added outcomes.
The Regulatory Reporting professional is responsible for overseeing the preparation, review, and submission of regulatory reports for Investment Management Firm Reporting (including 1940 Act Funds, Private Funds, Liquidity Reporting, and Derivatives Reporting etc.). This role ensures regulatory compliance, accuracy, and timeliness of all filings, while maintaining strong process governance, documentation standards, and control frameworks. The specialist serves as a key escalation point for regulatory reporting matters and supports audits, examinations, and ongoing operational improvements. Here are the specific responsibilities for this role:
- Manage end-to-end regulatory reporting activities covering fund reporting, liquidity reporting, and derivatives reporting, ensuring compliance with applicable regulatory requirements and deadlines.
- Review, approve, and oversee the submission of all regulatory filings to ensure accuracy, completeness, and consistency with established standards.
- Maintain and enhance standard operating procedures, documentation, and control frameworks to support audit readiness and regulatory examinations.
- Serve as the primary escalation point for regulatory reporting issues, coordinating resolution across internal stakeholders and external service providers.
- Support regulatory exams, internal audits, and ad hoc data requests related to fund, liquidity, and derivatives reporting.
- Drive continuous improvement initiatives to strengthen reporting quality, reduce operational risk, and improve process efficiency.
- Ensure appropriate knowledge transfer, cross training, and coverage to mitigate key person risk across regulatory reporting processes.
- Support the regulatory reporting filing process for non-financial reg reports (NFRR), SEC, CFTC, liquidity, and derivative reporting filings (Form PF, TIC, N-Port, CPO-PQR etc.)
- Prepare, review, and file regulatory documents, ensuring compliance with relevant deadlines and regulations
- Assist in continuous improvement and change management
- Maintain process documentation for all filings and reporting activities; support creation of SOPs, checklists, audit trails, and controls
- Participate in regular knowledge sharing of regulatory requirements
- Coordinate with technology teams to facilitate data sourcing, triage, and management of recurring and ad hoc regulatory reporting needs
Qualifications
Must Have Skills/Project Experience/Certifications:
- 1 - 8 years experience managing regulatory reporting processes within asset management or financial services.
- Strong knowledge of Investment Management reporting, including 1940 Act Funds, Private Funds, liquidity reporting, and derivatives reporting requirements.
- Demonstrated ability to manage deadlines, review complex regulatory deliverables, and maintain high standards of accuracy.
- Proven experience with process documentation, controls, and audit/exam support.
- Strong communication skills and ability to coordinate across legal, compliance, operations, and external partners.
- Intermediate skills in Word, PowerPoint, Excel and SQL.
Education:
- B. Com / BBA / M.Com or similar 3 year graduate course equivalent from accredited university
Location:
Shift Timings:
- As per business requirements.
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Our purpose
Deloitte's purpose is to make an impact that matters for our people, clients, and communities. At Deloitte, purpose is synonymous with how we work every day. It defines who we are. Our purpose comes through in our work with clients that enables impact and value in their organizations, as well as through our own investments, commitments, and actions across areas that help drive positive outcomes for our communities.
Our people and culture
Our inclusive culture empowers our people to be who they are, contribute their unique perspectives, and make a difference individually and collectively. It enables us to leverage different ways of thinking, ideas and perspectives, and bring more creativity and innovation to help solve our clients most complex challenges. This makes Deloitte one of the most rewarding places to work.
Professional development
At Deloitte, professionals have the opportunity to work with some of the best and discover what works best for them. Here, we prioritize professional growth, offering diverse learning and networking opportunities to help accelerate careers and enhance leadership skills. Our state-of-the-art DU: The Leadership Center in India, located in Hyderabad, represents a tangible symbol of our commitment to the holistic growth and development of our people. Explore DU: The Leadership Center in India .
Benefits To Help You Thrive
At Deloitte, we know that great people make a great organization. Our comprehensive rewards program helps us deliver a distinctly Deloitte experience that helps that empowers our professionals to thrive mentally, physically, and financiallyand live their purpose. To support our professionals and their loved ones, we offer a broad range of benefits. Eligibility requirements may be based on role, tenure, type of employment and/ or other criteria. Learn more about what working at Deloitte can mean for you.
Recruiting tips
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Requisition code: 323846
