Institutional Investment Operations Representative

About this role:

Wells Fargo is seeking an Institutional Investment Operations Representative.

In this role, you will:

• Perform a variety of operational tasks for routine and medium complex institutional trades that require general knowledge of unit functions and systems
• Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve process specific goals
• Review time sensitive document
• Support audit requirements within the process
• Address compliance and corporate governance issues for the department
• Interact with internal and external customers as per prescribed process or procedure
• Collaborate and consult with peers, colleagues, and managers to resolve issues and achieve process goals
• Execute tasks and perform activities as per direction from leaders and understand function, policies, procedures, and compliance requirements

Required Qualifications:

• 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education

Desired Qualifications:

• Knowledge of the banking regulatory reporting rules and regulations
• Knowledge in client Onboarding lifecycle
• Knowledge on Products - FX, Rates, Equities, FI, Futures
• Good written / oral communication skills
• Knowledge of the Microsoft applications
• Knowledge of the banking regulatory reporting rules and regulations including FINRA, QFC and Dodd Frank regulations
• Knowledge of trade life-cycle and client on-boarding life-cycle
• Knowledge on Products - FX, Rates, Equities, FI, Futures

Posting End Date:

We Value Equal Opportunity

Wells Fargo is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, status as a protected veteran, or any other legally protected characteristic.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Applicants with Disabilities

To request a medical accommodation during the application or interview process, visit.

Drug and Alcohol Policy

Wells Fargo maintains a drug free workplace. Please see our to learn more.

Wells Fargo Recruitment and Hiring Requirements:

a. Third-Party recordings are prohibited unless authorized by Wells Fargo.

b. Wells Fargo requires you to directly represent your own experiences during the recruiting and hiring process.