About This Role
Wells Fargo is seeking a Institutional Investment Operations Associate.
In This Role, You Will
- Provide operational and customer support for lifecycle tasks for institutional trades
- Assist with client account onboarding, input and monitoring of cash payments, customer service, funding operations, custodial operations, securities settlement services, asset servicing structured loan operations, general ledger reconciliation and work to resolve confirmation and ISDA related issues
- Assist in gathering data to support resolution of issues
- Receive direction from manager and exercise judgment within defined parameters of the area while developing understanding of various functions, policies and procedures
Required Qualifications
- 6+ Months of Institutional Investment Operations experience
- University degree including coursework in financial markets
- Experience in capital markets operations or compliance surveillance or control with derivatives, foreign exchange and securities.
- Experience in developing automation solutions with Alteryx and/or Xceptor
- Experience in data management, import/export, analysis and manipulation using Excel, Tableau, PowerBI, or similar tools for analysis and graphs.
- Experience of working with FINRA Gateway and Trade Reporting and Compliance Engine (TRACE).
- Experience of working with SFTR (Securities Financing Transactions Regulation).
- Good Knowledge on FINRA TRACE 6760 and 6730 rules.
- Experience in understanding Prospectus and Term sheet.
- Motivated learner and researcher with solid writing and presentation skills
Desired Qualifications
- Education or experience with EMEA/US securities and commodities regulations and compliance.
- Training or experience in business intelligence tools, workflow tools, data schema, and or data vocabularies.
- Administrator, or advanced user, experience with Atlassian Confluence and Jira
Reference Number
R-530360
