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Scripbox

Head Operations & Compliance Officer

10-15 Years
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Job Description

At Scripbox, we are a new-age, client-first wealth management firm committed to growing with our

clients and managing over Rs 20,000 Cr of Assets under Advice and approximate 950 crore in Assets under

management under Portfolio Management service (PMS). We Not just managing client's wealth, but

enabling their aspirations through intelligent advice, deep relationships, and helping them achieve their

financial well-being. As we scale our reach across India, we are looking for dynamic relationship managers

with expertise, empathy & integrity to help our clients grow their wealth and fulfill their life goals with

confidence. We operate in an agile empower-team structure that enables speed, ownership, and

personalized service at scale.

Position Overview:

The Head of Operations is a senior leadership role responsible for overseeing all operational aspects of the

PMS business. This includes trade settlement, client on-boarding, fund accounting, regulatory reporting,

vendor management, technology systems, and process governance. The role demands a deep

understanding of SEBI (Portfolio Managers) Regulations, 2020 and SEBI circulars, along with hands-on

experience in wealth management or asset management operations.The incumbent will work closely with the Investment Team, Compliance Officer, Finance, Risk, and

Technology functions to build a scalable, process-driven operational backbone.

Professional Experience:

  • 10 – 15 years of total experience with minimum 5 years in a senior operations role within a PMS,

AMC, Wealth Management firm, or NBFC.

  • Demonstrated experience managing a team in a regulated financial services environment.
  • Strong working knowledge of SEBI (Portfolio Managers) Regulations, 2020 and related SEBI

circulars.

  • Exposure to managing AUMs above ₹500 crore is preferred.
  • Prior experience handling SEBI inspections or regulatory audits is highly desirable.

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About Company

Job ID: 148668885

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Advanced ExcelMutual Fund OperationsAccountingClient OnboardingComplianceCompliance AuditsCoordinationCRMData AnalysisDocumentationInternal AuditInvestment AdvisoryInvestor RelationsOperationsOperations HeadOperations ManagementOrder ManagementRegulatory ComplianceRelationship ManagementReportingRisk ManagementSebiStatutory AuditTdsTime ManagementWealth Management

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