JOB SUMMARY AND RESPONSBILITIES
- Undertaking AML checks to ensure adherence to all Compliance policies, procedures and regulatory obligations
- Offboard / Restrict Trading for clients that are non-compliant
- Responding promptly and knowledgeably to queries from clients, business and other internal departments
- Risk and issue identification and escalation
- Assisting with identifying, defining and enhancing process efficiencies which will benefit COB
- Participating in regular meetings with Management, Compliance and stakeholders to maintain strong relationships across the board
- Participating in adhoc projects as required
BASIC QUALIFICATIONS
- Bachelor's degree
- 0-3 years of prior work experience in a relevant field
- Strong attention to detail
- Strong communication and interpersonal skills written and oral ; Confident in interaction with all levels of employees.
- Energetic and capable of multi-tasking in a fast-paced environment
- Excellent interpersonal skills and the ability to work effectively in a team-oriented setting, prioritize projects to meet tight deadlines.
- Forward thinking with the ability to assert new ideas and follow them through / finds alternative solutions and identifies clear objectives.
- Willing to continuously learn and stay updated on the changing policy requirements including industry developments related to AML
- Proficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)
PREFFERED QUALIFICATIONS
- Prior experience in Client onboarding process or KYC/AML and regulations knowledge beneficial
- Sound knowledge of markets / trade life cycle, asset classes
- Analytical skills Experience with BI tools (Alteryx, Tableau, SQL) is a plus
- Capable of working to deadlines in a high volume, high-pressure environment while maintaining 100% accuracy and positive attitude
- Ability to adapt to change and new challenges
- Resourcefulness, strong judgment and problem-solving skills
