RESPONSIBILITIES
We are looking for an Operations professional to work in the Regulatory Reporting team within Regulatory & Control Operations.
Responsibilities include:
- Develop expert knowledge inRegulatory requirements, processes and systems across global jurisdictions
- Perform reconciliation, back-reporting and exception management as per the various Regulatory requirements
- Investigate and remediate issues with these reports and develop control improvements
- Contribute to strategic initiatives relating to these reports, for example strategic Technology developments
- Improve current processes, procedures and reports including automation of manual processes
- Define and produce comprehensive project documentation in support of strategic initiatives and change management including: business/functional requirement documents, process flow diagrams and comprehensive data analysis
- Produce test scripts and co-ordinate / participate in testing activities with Operations and Technology
- Work with Legal, Compliance, Technology, other Operations groups and various Business units to manage change programs and issue resolution for these reports
- Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment andthe firm's adherence to its reporting obligations
BASIC QUALIFICATIONS
- Bachelor's degree required
- Minimum 4 years work experience in the Financial Industry
- Proficient in the use of MS Office products
- Analytical thinker with the ability to generate innovative ideas and translate strategy to execution
- Strong data analysis skills with a working knowledge of databases
- Problem solving and documentation skills with an ability to understand complex workflows
- Candidate must be proactive, enthusiastic and team oriented
- Accuracy and attention to detail
- Strong written and verbal communication skills
- Proven ability to organize and prioritize workload and drive results.
- Ability to learn quickly and adapt to new changes and new challenges
- Working knowledge of financial products, e.g. Equities, Fixed Income, Exchange Traded & OTC Derivatives
- Previous exposure to regulatory reporting
- Basic knowledge of SQL
- Knowledgeable about securities processing, corporate actions, and asset servicing a plus
