You are a strategic thinker passionate about driving solutions in Control Management.You have found the right team.
As a Control Management Analyst in the Control Management team, you will be responsible for preparing the Legal Entity Risk Assessment (LERA) and Qualitative Risk Appetite (QRA) for APAC Legal Entities that evaluates a Legal Entity's (LE) processes, risks, controls, and issues as documented in the Compliance and Operational Risk Evaluation (CORE) platform. This assessment involves identifying top compliance risks by using both qualitative and quantitative analysis to measure them, by highlighting key inherent, residual, and emerging compliance risks within the legal entity. The LERA & QRA is presented to the Legal Entity's board (or equivalent) as part of an annual regulatory requirement.
Job Responsibilities
- Build partnership with team members, location and business control managers (LCMs & BCMs), and Compliance, Conduct & Operational Risk (CCOR), the Risk assessor to ensure timely and quality completion of applicable phases required in supporting the creation of the annual LERA as below:
- Perform qualitative assessment of CORE data prior, raise exceptions and get them remediated on CORE after collaborating with LCMs and BCMs
- Manage the Legal Entity Community of Practice by preparing meeting materials, tracking actions, and documenting feedback from key stakeholders, including Location Controls, Business Controls, Legal, and CCOR.
- Manage the key program milestones includes communications , ongoing progress / reporting / managing escalations
- Prepare LERA & QRA assessments
- Coordinate and disposition of the CCOR challenges with relevant control managers
- Partner, build and establish strong relationships with central control teams across regions (APAC, EMEA, US), key stakeholders and data source providers, develop a thorough understanding of the business profile of the Legal Entities we are evaluating and comprehend how the compliance risk and control environment can impact the overall risk ratings
- Participate in key initiatives and drive process improvements within the team
Required qualifications, capabilities, and skills
- Masters degree required, MBA (Finance)/CA
- A strong team player with exceptional collaboration and influencing skills, capable of working closely with peers responsible for data analysis and assessments across APAC
- A highly motivated and energetic self-starter who takes initiative, exhibits sound judgement & maturity to recognize risks, provide constructive recommendations and escalate them as needed.
- Strong organizational skills to effectively manage and prioritize multiple tasks while maintaining high focus on quality
- An analytical mindset capable of identifying issues and problem solving at both strategic level and in detail with an understanding of its relevance across the business
- Excellent communication (verbal and written) skills
- Proficient in Microsoft Office Suite (Excel, PowerPoint, Word)
Preferred qualifications, capabilities, and skills
- Knowledge of Tableau and Alteryx will be an added advantage
- Understanding of applications likeCORE, ELA
- Minimum 2 years of experience in Risk & Controls role, Operational and or Compliance Risk Management would be beneficial
