Compliance Specialist

We're Hiring | Manager / Vice President – Compliance (SEC-Focused) | Delhi/Bengaluru/Mumbai

We are partnering with a leading global venture capital firm to hire a senior Compliance professional.

This is primarily a U.S. SEC compliance role with regional oversight across India and SEA, ideal for someone with deep investment adviser compliance experience.

What You'll Be Doing

Own the firm's SEC compliance program, code of ethics, personal trading, restricted lists, Pay-to-Play, and conflicts of interest

Manage U.S. regulatory filings, Form ADV, Form D, BEA, and NFA affirmations

Conduct annual compliance reviews, fee & expense testing, and email surveillance

Respond to LP due diligence questionnaires and investor certifications

Deliver compliance training across geographies

Oversee AML, KYC, and sanctions screening

Manage applicable India and SEA regulatory obligations

What We're Looking For

8+ years in compliance with a PE/VC firm, hedge fund, or SEC-registered investment adviser

Strong hands-on knowledge of the Investment Advisers Act of 1940, Pay-to-Play rules, Form ADV, and SEC examination preparedness

Detail-oriented, self-starter with an ownership mindset and cross-border stakeholder management skills

Interested candidates may share their resume at [Confidential Information] or [HIDDEN TEXT] for a detailed confidential discussion

We truly appreciate your interest in this opportunity; however, given the high volume of applications, we may not be able to respond to everyone and will reach out to candidates whose experience most closely aligns with the role.