Key Responsibilities:
Risk & Compliance Oversight
- Act as the Principal Officer/MLRO for the CSC IN entity.
- Provide independent and sound risk & compliance advice on client acceptance in line with company policies, local legislation, and industry best practices.
- Conduct timely risk & compliance monitoring, including client entity reviews, transaction monitoring, and clearance of suspicious activities.
- Conduct thematic or specific risk & compliance reviews as required.
Regulatory Liaison & Audits
- Liaise with local regulators on compliance matters.
- Support and coordinate Internal Audit inspections or enquiries.
- Conduct risk & compliance investigations related to incidents, complaints, or administrative issues.
Training & Advisory
- Conduct risk & compliance induction programs for new staff.
- Provide ongoing risk & compliance training to existing employees.
- Prepare risk & compliance management reports and provide relevant management information.
- Participate in ad hoc compliance-related projects.
