Location - GIFT SEZ, GIFT City, Gandhinagar, Gujarat
Experience Range - 3+ years in BFSI
Mandatory Requirement
Ensure compliance with GIFT City IFSCA and SEBI AIF regulations and spearhead compliance and risk management activities at the GIFT City office.
Develop infrastructure, systems, and processes to meet compliance requirements for the GIFT City office.
Job Roles And Responsibilities
Responsible for Compliance with SEBI AIF regulations and leading the Compliance and risk management.
Should keep abreast with the latest regulatory changes/requirements and adhere to such requirements especially related to the SEZ Act and SEBI AIF IFSC Guidelines
Responsible for assisting and managing the compliance and operations activities
Liaison and deal with auditors and regulators from time to time
Should prepare quarterly compliance reports to the Board and regulators
Responsible for building infra, and systems & process and Maintaining all statutory registers and secretarial records
Should have good drafting skills with an understanding of AIF business
Assisting in the maintenance of all documents about the receipt of investment by AIF & reporting by AIF to its Trustee, contributors, and regulators
Maintain relationships with internal and external stakeholders.
Should have experience in handling statutory filings and submissions for renewal of registration cum Membership Certificate, coordinating for renewal of the lease, Service Export Reporting, Monthly Report of Investment & Employment, Annual Performance Report, and ensuring the validity of Bond Cum Legal Undertaking
Apply for various funds and licenses, as per the organization's requirement
Oversee the entire investor onboarding process, ensuring due diligence, compliance with FATCA, CRS, AML/CFT regulations, and EDD for high-risk investors. Maintain a centralized KYC/AML documentation repository for audit readiness.
Act as the primary contact for investor queries, manage communications on capital calls, distributions, and fund updates, and ensure accurate reporting of statements while maintaining data privacy and confidentiality.
Qualifications
Hold qualification as a member of the Institute of Company Secretaries of India (ICSI), or as a member of the Institute of Chartered Accountants of India (ICAI) or a LLB with relevant experience.
Skills And Competencies
Strong knowledge of regulatory requirements for financial services.
Effective communication and interpersonal skills.
Ability to work independently and manage multiple tasks.
Proficiency in using compliance software and tools.
