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Compliance Officer – PMS Business

The Edge Partnership
Mumbai, India
10-15 Years
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  • Posted 11 days ago
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Job Description

Our client is a leading private banking institution that is looking to hire an experienced Compliance Officer to support and strengthen the compliance framework for its PMS business in India.

Please contact Mitali Nikale or email your cv directly in word format to

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 7 business days, we regret to inform you that your application for this position was unsuccessful.

[Confidential Information]

Key responsibilities

  • Managing end-to-end compliance activities for the PMS business in line with SEBI regulations and internal policies.
  • Overseeing AML / KYC processes, regulatory filings, audits, and investor grievance management.
  • Supporting governance reporting, compliance monitoring, and stakeholder coordination across the business.
  • Conducting compliance reviews, policy updates, and training programs to strengthen the control framework.

Role requirements

  • 10-15 years of compliance experience within financial services, with strong exposure to PMS compliance.
  • Strong knowledge of SEBI PMS regulations, AML / CFT requirements, and related regulatory frameworks.
  • Excellent stakeholder management, communication, and regulatory interpretation skills.
  • Relevant certifications such as NISM Series XIII and qualifications including an LLB or CS would be advantageous.

More Info

Job Type:
Permanent Job
Industry:
Banking/Accounting/Financial Services
Function:
Financial Services
Employment Type:
Full time

Job ID: 148499795

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Last Updated: 29-05-2026 08:47:02 PM
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Compliance Officer PMS Business

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training programs , compliance monitoring , AML KYC processes, CFT requirements, Governance reporting, Stakeholder coordination, SEBI PMS regulations, Compliance, Regulatory frameworks, Policy updates, Compliance reviews