Compliance Officer - Gift City

We are scouting for a Company Secretary with 3+ years of mandatory experience in the securities market, ensuring end-to-end regulatory compliance for AIFs under SEBI and IFSCA frameworks. Expertise in compliance reporting, AML/CFT monitoring, internal audits, stakeholder coordination, and drafting/review of legal agreements to mitigate risk and ensure operational integrity.

Roles & Responsibilities:

Functional:

Company Secretary + LLB (optional) having 3 years of experience in the securities market (3 years is must as per IFSCA Regulations)

Regulatory Compliance: Stay updated with the latest laws, regulations, and guidelines issued by SEBI and IFSCA for AIFs. Monitor regulatory changes and effectively communicate updates to relevant stakeholders.

Compliance reporting and monitoring: prepare and submit accurate and timely regulatory reports as required by SEBI and IFSCA.

Ensure the completeness and accuracy of data submitted in these reports.

Establish and maintain a system for ongoing monitoring of compliance activities related to AIF operations.

Conduct regular audits and assessments to identify areas of non-compliance or potential risks. Implement remedial measures as needed.

Managing Internal Audits

AML/CFT compliance and monitoring

Coordination with Trustee/Custodian/Fund Administrator/Internal Operations team

Review/drafting of legal agreements

Behavioral:

Good understanding of regulatory and legal affairs of SEBI compliances.

Excellent English verbal and drafting communication skills.

Attention to detail and collaborative approach

Interested candidates, please share your CVs at [Confidential Information]