Principal Responsibilities:
- The successful candidate will join the Financial Crime Compliance group and assist in reviewing transaction surveillance alerts and conducting case investigations to identify potential suspicious activity for reporting purposes. Additionally, the role involves identifying patterns and trends consistent with money laundering, terrorist financing, and other types of suspicious activity.
- Responsibilities of the role include the completion of daily tasks and supporting projects to meet the overall department goals in line with the firm's AML program. The role supports various AML & Fraud processes, including but not limited to, transaction activity reviews, suspicious activity, fraud referral, investigations, fulfillment of information sharing and law enforcement requests, and filing of Suspicious Activity Reports (SAR).
Preferred Qualifications:
- Ability to work independently and in team-oriented workflows
- Strong analytical and risk assessment skills
- Excellent written and verbal communication skills
- Ability to prioritize work-flows and ensure deadlines are met
- Ability to forge strong relationships with colleagues and clients
- Proactive, self-motivated, detail-oriented and well-organized
- Prior compliance experience prior AML experience would be a bonus
- One year + of experience preferred
