Associate / Sr. Associate

Job Title: Associate / Sr. Associate – Domestic Fund Services - Surveillance Division

Department: Risk, Internal Controls & Surveillance

Function: DFS Surveillance

Location: Hyderabad

Role Overview:

The Domestic Mutual Fund Surveillance Division is responsible for continuous monitoring of transactions, investor behaviour, intermediary activities, and operational exceptions to ensure compliance with SEBI, AMFI, and internal regulatory frameworks.

The Analyst will support day-to-day surveillance operations, exception analysis, escalation management, and reporting to ensure transparency, integrity, and regulatory adherence within the mutual fund registry ecosystem.

Key Responsibilities: (KPI)

1.    Review of Transactions and ensure accurate and thorough review of financial and non-financial transactions routed to Surveillance queue through pre-defined parameters to identify and prevent fraudulent activities.

2.    Review transactions for accuracy, completeness and compliance with regulatory and fund policies.

3.    Maintain high level of attention to detail to help prevent fraudulent transactions from being processed.

4.    Detect and address any discrepancies or potential errors in transactions.

5.    Identify suspicious patterns or activities that could indicate potential fraud or   unauthorized transactions.

6.    Collaborate with senior team members to investigate and resolve any flagged transactions.

7.    Maintain accurate records of reviewed transactions, including details of any actions taken.

8.    Generate accurate and timely reports summarizing transaction review outcomes.

 Key Skills & Competencies

·      Analytical and investigative mindset with attention to detail.

·      Proficiency in MS Excel and data handling.

·      Ability to work with confidential data under strict compliance protocols.

Qualification & Experience 

Bachelor's Degree in Commerce, Management, Finance, Accounting, Economics, or related discipline.