This job is provided by apna.co Location: Delhi (Zonal Office)
CTC: 56 LPA
Department: Internal Audit / Compliance
Reporting to: Regional/Head Office Audit Lead
Job SummaryThe Zonal Audit Manager (AM level) will be responsible for planning and conducting internal audits across branches within the Delhi zone to ensure compliance with internal policies, regulatory guidelines, and risk management frameworks. The role involves regular field audits, reporting of findings, recommending corrective actions, and monitoring implementation to strengthen controls and operational efficiency.
Key Responsibilities1. Audit Planning & ExecutionConduct branch/area audits as per the annual audit plan.
Assess the effectiveness of internal controls, operational processes, and financial practices.
Perform risk-based audits across functional areas such as operations, finance, sales, collections, procurement, etc.
Ensure timely completion of audits within defined timelines.
- Compliance & Regulatory ReviewCheck adherence to company policies, SOPs, industry regulations, and statutory requirements.
Identify process gaps, fraud risks, and policy violations.
Ensure compliance with internal and external audit standards.
- Reporting & DocumentationPrepare detailed audit reports with observations, root-cause analysis, and actionable recommendations.
Present audit findings to zonal and regional leadership teams.
Maintain accurate audit documentation, workpapers, and follow-up checklists.
- Corrective Action & Follow-UpTrack and monitor the closure of audit findings with branch/functional teams.
Work with stakeholders to implement corrective and preventive actions (CAPA).
Conduct surprise audits and spot checks based on risk indicators.
- Stakeholder ManagementCollaborate with operations, finance, HR, and other business teams during audits.
Provide guidance to branches on process improvements and control strengthening.
Support training or awareness sessions related to compliance and internal controls.
Key Skills & CompetenciesStrong knowledge of audit methodologies and internal control frameworks.
Good understanding of operational and financial processes.
Analytical thinking, attention to detail, and risk-based approach.
Excellent communication and report-writing skills.
Ability to conduct field audits and travel to branches within the zone.
Proficiency in MS Excel, MS Office, and audit tools.
Eligibility & QualificationsEducation: B.Com/M.Com/MBA (Finance), CA Inter, or related field preferred.
Experience: 24 years in internal audit, branch audit, risk, or compliance (preferably from BFSI, NBFC, Retail, Telecom, or FMCG sectors).
Work Environment: Field-intensive role requiring regular travel within Delhi/NCR region.
