WC-Process, Audit & Compliance Manager-CO-SBB

Axis Bank

Fresher

Mumbai, India

Posted 12 hours ago

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Job Description

WC-Process, Audit & Compliance Manager-CO-SBB
INTERNAL USAGE:
No. of Vacancies:		Reports to:	WC:Head-Process, Audit & Compliance-CO-SBB
Is a Team leader	Y	Team Size:	0 to 3

Grade:	DM/Manager/ Sr. Manager
Business:	Corporate Center	Department:	SBB Credit	Sub-Department:	SBB Credit
Location:
About Wholesale Credit
The SBB Credit department in the Bank is a Credit Underwriting department for all the Retail clientele of the Bank. Itis also responsible for ensuring the maintenance of a good portfolio quality and for ensuring smooth credit appraisal processes
AbouttheRole
compliance
Key Responsibilities
Performs quality assurance reviews makes recommendations for quality assurance and improvement programs. Participates in risk assessments. Provides guidance to mitigate potential risks or conflict. Informs clients of risk, makes recommendations to resolve risk, and consults with departments on the resolution of recommendations.Researches, executes, and documents compliance reviews. Conducts compliance audits, inspections, reviews, and tests. Reviews protocols for research projects and advises faculty and staff on regulations and policies. Responds to potentially serious compliance issues and violations or consults with management on appropriate responses. Reviews information from investigations to ensure resolutions have been satisfactorily implemented or determines if further action is necessary. End to end monitoring all regulatory schemes. Co-ordination with locations for audit / compliance observations resolution. Training to team on persisting errors pointed by Auditors.
Qualifications
Graduation/ Post- Graduation (MBA/ CA preferred) from a recognized institute Experience of over 2 to 5 years in the field ofauditing, including financial, operational, andcompliance audits
Role Proficiencies:
For successful execution of the job, the candidate should possess: Knowledge of credit, relevant industry and product trends Knowledge of regulatory guidelines and norms Good communication (both verbal and written) skill in both English and the local language Ability to handle pressure and meet deadlines