VP - Trade Surveillance

Our client is a leading global investment bank and financial services institution with a presence across major financial markets worldwide. As part of the continued growth of its Trade Surveillance function, the firm is looking to hire a VP – Trade Surveillance for Mumbai location

The role will be responsible for managing and enhancing trade surveillance processes, strengthening front-office controls, identifying potential market conduct risks, and driving greater efficiency and effectiveness across the surveillance framework.

Key Responsibilities:

• Lead Trade Surveillance across Equities, Derivatives, Fixed Income & Commodities
• Manage and enhance surveillance processes, controls & exception monitoring
• Analyse trading data to identify anomalies, trends and potential risks
• Drive resolution of data issues and improve front-office controls
• Partner with Compliance, Risk, Technology & Front Office teams

Requirements:

• MBA Finance with 8+ years of Trade Surveillance experience with global investment banking firm.
• Strong knowledge of Equities, Derivatives & Fixed Income
• Experience with Nasdaq Trade Surveillance, TradingHub or Actimize
• Strong SQL/Tableau and data analytics skills
• Exposure to Bloomberg/LSEG Workspace
• Strong understanding of regulatory and market conduct requirements

Please note that due to the high number of applications only shortlisted candidates will be contacted. If you do not hear from us in the next 5 business days, we regret to inform you that your application for this position was unsuccessful.