VP, Investment Management Compliance (Asia)

A leading global investment manager is seeking an experienced Compliance professional to join its Asia team. This role supports a broad investment management platform across multiple jurisdictions, covering both public and private markets activities.

This position will suit candidates at VP level, depending on experience, with scope to operate in a hands-on advisory capacity while partnering closely with the business.

Key Responsibilities

• Provide compliance advisory support to the investment management business across Asia
• Interpret and apply regulatory requirements, particularly in relation to cross-border activities, product distribution and marketing
• Review marketing and client materials to ensure regulatory compliance
• Draft, implement and maintain policies and procedures in line with regional and global standards
• Support regulatory engagement, including audits, inspections, filings and ad hoc queries
• Deliver training and communicate regulatory developments to relevant stakeholders
• Contribute to regional and global initiatives, including new product and business launches

Key Requirements

• 6–10+ years compliance experience within financial services, with prior exposure to investment management preferred
• Good working knowledge of regulatory frameworks across Asia
• Strong analytical capability, with the ability to interpret and apply regulatory requirements effectively
• Effective communicator, able to engage confidently with stakeholders across business and functional teams
• Demonstrates sound judgement and intellectual agility, with the ability to assess issues and respond effectively in real time
• Commercial and pragmatic in approach, balancing regulatory requirements with business objectives
• Comfortable operating in a global environment, including flexibility to engage with international stakeholders across time zones where required

We regret that only shortlisted candidates will be contacted.