Location Name: Pune Corporate Office - Mantri
Job Purpose
Support and act as a key team member of Business Compliance units for ensuring end to end monitoring, adherence & monitoring in the given technology compliance check points & areas for achieving regulatory, security & governance adherence.
Duties And Responsibilities
- Support and act as a key team member of Business Compliance units for ensuring end to end monitoring, adherence & monitoring in the given technology compliance check points & areas for achieving regulatory, security & governance adherence.
- Help the team to ensure
- Review of User access to systems & applications on periodic basis and help business heads to provide sign off on the same
- Review of technology controls in the systems under the guidance and checklist provided by the IT & central compliance.
- Implement changes wherever required in the processes, in order to ensure regulatory adherence, and ensure principles of Confidentiality, Integrity & Availability.
- Ensure that ready data is available for all audits, regulatory reporting and filings.
- Interact with Statutory, internal and regulatory auditors on need basis for the given process
- Respond, track and ensure closure of the actions arising out of the audits.
- Excellent hands-on experience in MS Excel and good at data analytics.
- Demonstrate technical & functional understanding of lending applications and have a process mindset
- Work jointly with a dynamic & growing team having diversified experience
Key Decisions / Dimensions
- Scope and methodology of the process implementation for the given area
- Necessary interventions at the processes wherever required.
Major Challenges
- Understanding the complex IT & Business environment and applying the existing regulations/controls for the same.
- Ensuring that the horizontal processes & checks are in place with minimal errors.
Required Qualifications And Experience
- Qualifications
- BE/B.Tech with 1-4 years of experience in IT process / governance / compliance / reviews or similar role (Non development role).
- Willingness to work in compliance function owning the IT processes end to end
- Work Experience
Strong technical knowledge of given domains, ability to stay up to date with latest technologies.
Strong analytical skills.
Highly motivated, self-starter, Agile, Quick Learner
Excellent oral and written communication, clarity of thoughts
Demonstrated success & achievement orientation
Business compliance, Business reviews, IT Compliance, IT Processes, Sig Sigma, ISO, Lead Auditor CISA, Access controls, SOD review, segregation of duties, Info Security, NBFC compliance, IT Controls, Functional control testing, ITGC reviews, SFDCs, salesforce.
