ABOUT THIS ROLE
We are an AI company building tools for banks, broker-dealers, and asset managers to automate regulatory reporting and trade surveillance. Our tools work on real banking data — Basel capital reports, transaction monitoring feeds, and market abuse alerts. We need people who have sat in a regulatory reporting team or trade surveillance desk at a bank and can tell us, from personal experience, how these processes actually work.
WORKFLOWS COVERED
- Regulatory capital reporting — Basel III/IV, COREP, FINREP, LCR, NSFR, RWA calculations
- Statutory regulatory submissions — MiFID II transaction reporting, EMIR, SFTR
- Trade surveillance — monitoring for market abuse, wash trading, spoofing, front running
- Alert investigation and escalation to compliance and senior management
WHAT YOU WILL DO
- Share how regulatory reporting and trade surveillance work in practice — the processes, the judgement calls, the edge cases that rarely appear in documentation
- Review process designs, workflow descriptions, or analytical outputs and tell us where they diverge from how things actually work in a real banking environment
- Help us understand the nuances of regulatory frameworks — Basel, MiFID II, COREP, MAR — from the perspective of someone who has applied them, not just studied them
- Flag gaps, errors, or unrealistic assumptions when reviewing materials related to regulatory reporting or market surveillance
YOU ARE THE RIGHT FIT IF
- Minimum 4 years in a regulatory reporting or trade surveillance role at a bank, broker-dealer, or exchange
- Have personally prepared regulatory returns — capital adequacy (COREP/Basel), MiFID II transaction reports — or investigated market abuse alerts, not just supervised others
- Know the tooling — AxiomSL, Wolters Kluwer OneSumX, Murex, Calypso, or Nasdaq Surveillance — from using it daily
- Worked at organisations such as HSBC, Goldman Sachs, Barclays, Deutsche Bank, Morgan Stanley, or a financial regulator (FCA, SEBI, RBI)
NICE TO HAVE
- CFA, FRM, or ACCA qualification
- CISI certification or experience as an SMCR-certified role holder under FCA Senior Managers & Certification Regime
- Experience as a regulatory examiner or ex-regulator (FCA, SEC, SEBI, RBI)
