Team Lead-Depository

Hi All,

We are hiring for Our Stock Market & Trading Industry for either our Gurgaon or Chandigarh location.

Job Summary:

The Assistant Manager – Depository Operations will be responsible for managing daily activities related to CDSL/NSDL depository functions. This role involves ensuring compliance with regulatory guidelines, client servicing, transaction processing, and coordination with internal departments for smooth depository functioning.

Key Responsibilities:

• Supervise daily depository activities including demat/remat, pledge/re-pledge, early pay-in, off-market/on-market transfers, and settlement processing.
• Ensure timely and accurate reporting to CDSL/NSDL and reconciliation of depository records.
• Handle and verify depository instructions (DIS slips) and ensure error-free execution.
• Oversee daily uploads/downloads from CDSL/NSDL and ensure data integrity in DP back-office.
• Liaise with clients for DP queries related to holdings, transactions, statements, and documentation.
• Manage pledge/re-pledge process as per SEBI margin trading norms and validate collateral movement.
• Coordinate with the Compliance department to ensure adherence to SEBI circulars and audit requirements.
• Monitor and maintain DP documentation such as POA, KYC, pledge agreements, and transaction statements.
• Assist in internal and external audits, inspections by exchanges and depositories.
• Train and support junior team members in operational procedures and regulatory updates.
• Prepare and share DP MIS reports, dashboards, and trackers with senior management.

Requirements:

• Education: Graduate/Postgraduate in Commerce, Finance, or related fields.
• Experience: 3–6 years of experience in Depository Operations (preferably with CDSL or NSDL experience).

• Knowledge of:

• CDSL/NSDL systems and back-office platforms
• SEBI regulations pertaining to DP operations
• Audit, compliance, and transaction processing
• DP documentation, DIS processing, and reconciliation

• Skills:

• Analytical and process-oriented approach
• Proficiency in MS Excel, DP back-office software
• Strong communication and coordination skills
• Ability to manage time-sensitive processes and data accuracy

Preferred Certifications:

• NISM Series VI – Depository Operations (Mandatory or Preferred)
• Knowledge of software like DPORA / CDSL DPM / NSDL NEO

If Interested, Kindly share your resume at [Confidential Information]