Processes
- Manage and / or resolve alerts / cases
- Follow the Non Correspondent Banking DOI to process risk events in line with the Assess, Analyse, Act (AAA) process.
- Do AA cases and escalations using knowledge about complex products.
Risk Management
- Analyse significant financial crime risk events (e.g. non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally across all relevant jurisdictions.
- Apply Group and FCC policies and processes (AML surveillance, client screening, risk assessment) to manage risks.
People and Talent
- Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm.
KEY RESPONSIBILITIES
- Lead the FCSO to achieve the outcomes set out in the Bank's Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment.
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
Key Stakeholders
- FCC Controls representatives in group and country.
Other Responsibilities
- Embed Here for good and Group's brand and values in FCSO.
- Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
SKILLS AND EXPERIENCE
4 - 6 years of relevant work experience in
- AML and terrorist financing surveillance skills in relation the respective country jurisdictions, and client types.
Analysis Skills
- Able to analyze data trends and out of pattern activities, working knowledge of Internet and MS Office Suite and independently assimilate, analyse and evaluate information from disperse data sources to determine a course of action (e.g. case closure or escalation) and record and communicate this decision clearly and concisely.
