Specialist Business Risk

About the Company

Opening with leading MNC investment banking domain client for Specialist - Business Risk | Internal Audit | Investment Banking

Location: Bangalore, India

Experience: 10+ Years(CA Qualified can be 6+ years)

We are looking for an experienced Internal Audit / Business Risk professional with strong exposure to Investment Banking and Capital Markets operations.

The ideal candidate will have a proven track record of independently leading audit reviews, assessing risks and controls, identifying control gaps, and providing meaningful recommendations to senior stakeholders.

This role requires a strong audit mindset, critical thinking ability, and deep understanding of investment banking processes.

Key Responsibilities

Lead end-to-end audit reviews from planning through report issuance and closure

Evaluate business risks, control effectiveness, and governance frameworks

Perform detailed risk assessments and identify control weaknesses

Document audit observations and prepare high-quality audit reports

Drive stakeholder discussions and present findings to senior management

Utilize data analytics to enhance audit coverage and effectiveness

Support annual risk assessment and audit planning activities

Ensure audits are conducted in accordance with established audit methodologies and professional standards

Required Experience

10+ years of experience in Internal Audit, Risk Assurance, or Business Audit within Banking / Financial Services

Strong understanding of Investment Banking and Capital Markets operations

Experience independently leading audits and managing reviews from planning to closure

Strong knowledge of risk assessment, control design, control testing, and audit methodologies

Excellent audit report writing and stakeholder management skills

Exposure to data analytics, Power BI, Alteryx, or advanced Excel

Strong communication and presentation skills

Preferred Certifications(Any one of below)

CA

CIA

FRM

CFA

Please Note

Profiles primarily focused on AML, KYC, Regulatory Reporting, Product Control, or First Line of Defense (1LOD) Controls will not be considered.

Candidates with only controls execution or SOP-driven review experience may not be suitable for this role.

We are seeking professionals who think like auditors, challenge processes, evaluate risks critically, and provide independent assurance.

Interested can also share updated profile to [Confidential Information]