SPE-Fin Crime Operations

Key Responsibilities

• Review monthly alerts and analyze why alerts are generated due to threshold breaches or unusual spikes in customer accounts.
• Detect suspicious or anomalous transaction patterns during periodic reviews.
• Use global alert management tools such as Actimize, Norkom, UCM, etc.
• Establish and implement AML rules in transaction monitoring systems across all bank products.
• Determine source and utilization of funds for customers.
• Interpret and apply KYC policies, procedures, and regulatory laws effectively.
• Conduct KYC reviews on high, medium, and low-risk entities, including understanding of UBOs and PEP classification.
• Analyze high-risk jurisdictions, sanctioned entities/individuals, and trade sanctions (SDN, etc.).
• Identify relationships between customers, counterparties, and intermediaries.
• Prepare AML case logs and validate transactional and counterparty information using external applications such as LexisNexis, World-Check, and DB.
• Adapt to multitasking and meet deadlines in high-pressure environments.
• Maintain strong documentation to clearly articulate alert dispositions and investigation outcomes.