About The Role
We are seeking an experienced and detail-oriented Senior Manager / AVP - Compliance to oversee regulatory compliance within our organization. The ideal candidate will have strong expertise in RBI regulations, NBFC compliance frameworks, and financial services laws, and will play a critical role in ensuring adherence to all statutory and regulatory requirements.
Key Responsibilities
- Regulatory Compliance & Governance:
- Stay updated with all regulatory requirements, circulars, and notifications issued by RBI and other governing bodies.
- Interpret and implement regulatory guidelines across the organization.
- Ensure strict adherence to RBI regulations and compliance frameworks.
- Monitor regulatory changes and proactively assess their impact on business operations.
- RBI Liaison & Audit Management:
- Coordinate and manage RBI inspections, audits, and regulatory reviews.
- Ensure timely submission of required documents, reports, and responses to regulatory authorities.
- Act as the primary point of contact for regulatory interactions and compliance-related queries.
- Policy Drafting & Documentation:
- Draft, review, and update loan agreements, compliance policies, SOPs, and regulatory documents.
- Standardize documentation practices in line with regulatory requirements.
- Maintain accurate records for audit and compliance purposes.
- Compliance Monitoring & Advisory:
- Continuously monitor business operations to ensure alignment with regulatory requirements.
- Provide advisory support to internal teams on compliance and regulatory matters.
- Identify compliance risks and recommend corrective actions.
- Stakeholder Management:
- Collaborate with cross-functional teams including legal, risk, operations, and business units.
- Engage with senior leadership to provide updates on compliance status and risks.
- Ensure timely dissemination of regulatory updates across departments.
- Risk & Control Framework:
- Support the development and implementation of robust compliance and risk frameworks.
- Conduct periodic compliance checks and internal reviews.
- Ensure effective implementation of internal controls and governance standards.
Required Qualifications
- Graduation (mandatory) in relevant field
Professional Certifications Preferred
- CA (Chartered Accountant)
- CS (Company Secretary)
- CMA (Cost & Management Accountant)
Experience & Skills
- 8-10 years of experience in compliance within BFSI / NBFC / financial services
- Strong knowledge of RBI regulations, compliance frameworks, and financial laws
- Experience in handling RBI audits and inspections
- Expertise in regulatory reporting, policy drafting, and documentation
- Proficiency in MS Office (Excel, Word, PowerPoint)
- Excellent analytical, communication, and stakeholder management skills
- Strong attention to detail and ability to manage multiple priorities
Preferred Experience
- Prior experience working with NBFCs or fintech organizations
- Exposure to loan products, lending regulations, and financial compliance frameworks
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