SOX Audit – Team Manager

• Plan, implement, coordinate, and execute all phases of SOX compliance testing, including walkthroughs, key control validation, and reporting results to management.

• Manage updates to process documentation and control matrices; assist in documentation for new processes.

• Review SOX deliverables from junior resources to ensure consistency and quality of work papers.

• Collaborate with stakeholders to influence process and internal control enhancements.

• Coordinate with external auditors to align on testing approach and SOX reliance strategy.

• Consult on remediation of SOX control deficiencies and validate management action plans.

• Identify automation opportunities and implement data analytics in SOX testing.

• Act as a key contact for internal and external groups on SOX and internal control matters.

• Promote staff development through real-time coaching and feedback; actively contribute to departmental initiatives and strategy.