Snr Principal Transaction Processing Consultant

The Consultant will be responsible for supporting Trade Compliance, including Trade Surveillance, Market Abuse Monitoring, Broker-Dealer Compliance, and system-testing activities. The position requires strong analytical capabilities, regulatory understanding, and hands-on experience with surveillance systems such as Actimize or FIS Global.

Post Trade Compliance

• 24 years of experience in Trade Surveillance, Market Abuse Monitoring, or Broker-Dealer Compliance.
• Hands-on experience with Actimize Trade Surveillance or FIS Global
• Practical experience in testing surveillance systems of Actimize of FIS Global
• Good understanding of equities, fixed income, derivatives, or FX trading environments.
• Ability to identify unusual or suspicious trading patterns and escalate appropriately.
• Strong communication, analytical, and documentation skills.
• Ability to work effectively with cross-functional teams including Compliance, Operations, and Technology

Mandatory Skills:

• Relevant experience of minimum 24 months to Maximum 48 Months in a captive unit / Consultancy / end user organization would be an added advantage.
• Hands on experience of using MS Office suite of products, namely Excel, PowerPoint, Word would be an added advantage.
• Strong Analytical and Quantitative analysis skill.
• Ability to manage time and multi-task.
• Attention to detail, systematic working.
• Enjoy work containing high volumes of numerical data.
• Flexibility to work in shifts.
• Good English oral & written communication skills
• Positive attitude, Flexible, self-motivated & highly energetic

An experienced professional who is a domain and process expert with a broad understanding of business process outsourcing practices and solutions. Performs independently varied and complex transactions in external customer applications, works on and has knowledge of multiple complex processes. Leads process transitions, reviews process documents, handles external customer escalations, provides Level 2 support to the team and drives process quality. May act as team lead on projects. Operates independently to complete multiple complex transactions in external customer applications across processes. Demonstrates expertise to deliver process related solutions on moderately complex external customer engagements. Collaborates with project team and customer on and leads work transitions. Leads process improvement initiatives for better efficiency and accuracy of work products. May act as the team lead on projects, providing coaching, guidance and feedback to develop skills of team members. Effectively consults with management of external customer organizations to handle escalations and lead customer discussions. Ensures process documents are updated timely and information is disseminated within the project/ process. Participates in the calibration sessions with the customer trainers and experts and drives the calibration with internal process experts. Identifies training requirements, trains team members, and provides level 2 process support to the team.

Career Level - IC3