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We're partnering with a leading global asset manager to appoint a Senior Manager, APAC Distribution Compliance & Risk Management.
This is a rare opportunity to join a highly respected investment management firm in a first-line compliance and risk role, embedded directly within the APAC Distribution business. The successful candidate will act as a strategic advisor to Sales and Distribution teams, helping to shape and enhance compliance and risk frameworks across a complex, multi-jurisdictional APAC environment.
Key responsibilities include:
✔ Partnering with Sales, Marketing and Client Services teams to provide proactive compliance and risk advisory
✔ Maintaining and enhancing distribution compliance frameworks, policies and control processes
✔ Monitoring regulatory developments and translating them into practical business solutions
✔ Driving risk management initiatives, including incident management and risk assessments
✔ Working closely with regional and global stakeholders across Compliance, Legal, Risk and Audit functions
✔ Supporting new business initiatives, product development and cross-border distribution activities
We are keen to speak with professionals who have:
▪ 8+ years of compliance experience within asset management
▪ Strong understanding of APAC regulatory frameworks and cross-border distribution activities
▪ Experience advising institutional and/or intermediary distribution businesses
▪ Excellent stakeholder management and influencing skills
▪ A proactive, commercially minded and solutions-oriented approach
This role would suit an individual who enjoys operating independently, partnering closely with the business, and helping shape compliance strategy in a dynamic and evolving regulatory landscape.
For a confidential discussion, please feel free to reach out directly.
Job ID: 150612659
Skills:
Communication Skills, compliance and risk management practices, Cultural Awareness, Analytical Skills, Interpersonal Skills, Influencing Skills, APAC regulatory framework, project management
Skills:
ISO 55000 asset management principles, condition-based maintenance, risk-based inspection, fmeca, Fmea, PM optimisation, reliability KPIs, RCM methodology
Skills:
Regulatory Affairs, regulatory strategy, Clinical Trial Applications, market access, Regulatory Compliance, Adaptive Clinical Trial Designs, Health Authority Interactions
Skills:
regulatory correspondence, obligations registers, compliance policy framework, compliance monitoring programme, regulatory change management, board reporting, Regulatory Compliance, MAS supervisory framework
Skills:
compliance advisory , Apis, Ms Office, Excel, Regulatory Legal Frameworks, Valuation, Customs declaration platforms, Risk Management, Inward processing, Duty Optimization, Classification, Bonded warehousing, Customs consultancy services, Rules of origin
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